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| What qualifications have you got? http://xvedio.in.net/ xvedio.com The definition is guided more by people's activities than roles or job titles, John Cross, head of the SEC municipal bond unit, said before the vote. For example, brokers or dealers would not have to register their advisory activities during the time they serve as underwriters on issues. But they would have to register if they provided advice on the investments of proceeds after the deal, because that type of advice is outside the scope of typical underwriting activities. |
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2019-06-22 10:56:09 |
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